WHERE WILL THE SEC ENFORCERS BE CONCENTRATING THEIR EFFORTS? The Enforcement Division S-p-e-l-l-s It Out

Issue 4.4 The designated watchdog by Federal law for securities-related fraud is the Securities & Exchange Commission (SEC).  At times, critics claim that the Commission's enforcement activities are at a "lull" and at other times there is criticism that the agency goes overboard in pursuing real or suspected violations, quite… Read More